MT
CFP
MT
CFP

Mark Thompson

38 Years of Experience
Melbourne, FL
Broker

Mark Thompson is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Melbourne, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

709 S. Harbor City Blvd, Suite 510, Melbourne, FL, 32901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark volunteers at the Space Coast Early Intervention Center since 2004. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 1995 - Present · 30 yrs 6 mos
Raymond James & Associates, INC.Broker
November 1995 - Present · 30 yrs 6 mos
Previous Registrations
Smith Barney INC.Broker
July 1993 - December 1995 · 2 yrs 5 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
July 1987 - February 1988 · 7 mos
State Registrations34 states
AKALARCACOCTDCFLGAIAKSKYLAMAMDMEMNMOMSNCNENHNJNYOHORPASCTNTXVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.