JD
CFP
JD
CFP
James Ducharme
32 Years of Experience
Melbourne, FL
1 DisclosureBroker
James Ducharme is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Melbourne, FL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
709 S. Harbor City Blvd, Suite 510, Melbourne, FL, 32901
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2003Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2019 - Present · 6 yrs 9 mos
Raymond James & Associates, INC.Broker
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
October 1996 - November 2019 · 23 yrs 1 mo
UBS Financial Services INC.Broker
October 1996 - November 2019 · 23 yrs 1 mo
Dean Witter Reynolds INC.Broker
September 1993 - October 1996 · 3 yrs 1 mo
State Registrations21 states
ALCACOCTDEFLGAILMAMDMONCNDNYOHPASCTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.