Stuart Ford
Stuart Ford is a registered investment advisor at Hilltop Securities INC., based in Houston, TX, with 38 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
700 Milam Street, Suite 1200, Houston, TX, 77002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stuart is involved in several outside business activities, including serving as chairman for the State of Texas Tobacco Settlement Permanent Trust Account, board member for Texas Gulf Bank, trustee for Hospitality Apartment, board member for Chapelwood Methodist Church Foundation, and owner of Stuart Ford Oil and Gas Exploration. He also serves as a board member for Directors Investment Group Inc. (DIG)/Funeral Directors Life (FDLIC).
Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
Coastal Securities, INC.Broker
Kemper Securities Group, INC.Broker
Lovett Underwood Neuhaus & Webb, INC.Broker
Boettcher & Company, INC.Broker
Lovett Mitchell Webb & Garrison, INC.Broker
State Registrations11 states
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