RS
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Raymond Smesko

34 Years of Experience
Montvale, NJ
Broker

Raymond Smesko is a registered investment advisor at Janney Montgomery Scott LLC, based in Montvale, NJ, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

200 Market Street, Suite 203, Montvale, NJ, 07645

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
February 2012 - Present · 14 yrs 3 mos
Janney Montgomery Scott LLC
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
December 2009 - March 2010 · 3 mos
UBS Financial Services INC.Broker
May 2007 - March 2010 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 2003 - May 2006 · 3 yrs 1 mo
Morgan Stanley & CO., IncorporatedBroker
September 1998 - March 2003 · 4 yrs 6 mos
Dean Witter Reynolds INC.Broker
July 1987 - November 1997 · 10 yrs 4 mos
State Registrations37 states
AKARAZCACOCTDCDEFLGAHIILINKSKYMAMDMEMOMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.