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Robert Sawyer

LPL Financial LLC
39 Years of Experience
Gulfport, MS
1 DisclosureBroker
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Robert Sawyer is a registered investment advisor at LPL Financial LLC, based in Gulfport, MS, with 39 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

306 Cowan Rd, Gulfport, MS, 39507

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a Managing Director and business owner at Trinity Investment Services, spending minimal time per month. He also serves as a Board of Trustee and Chairman of the Board of Trustees for Memorial Hospital, dedicating a few hours per week to these roles.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2026 - Present · 9 mos
LPL Financial LLC
January 2026 - Present · 9 mos
Previous Registrations
Stifel Independent Advisors, LLC
August 2006 - January 2026 · 19 yrs 5 mos
Stifel Independent Advisors, LLCBroker
March 2006 - January 2026 · 19 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
September 2002 - March 2006 · 3 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2002 - March 2006 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - May 2002 · 2 yrs
Merrill Lynch Pierce Fenner & Smith INC.
May 2000 - May 2002 · 2 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
December 1993 - June 2000 · 6 yrs 6 mos
Painewebber IncorporatedBroker
July 1991 - January 1994 · 2 yrs 6 mos
J.C. Bradford & CO.Broker
October 1988 - July 1991 · 2 yrs 9 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
August 1987 - October 1988 · 1 yr 2 mos
State Registrations9 states
ARCAFLLAMSNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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