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Barre Butler

Stifel, Nicolaus & Company, Incorporated
39 Years of Experience
Charleston, SC
2 DisclosuresBroker
View SEC Summary
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Barre Butler is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Charleston, SC, with 39 years of industry experience. Barre is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

174 Meeting Street, Ste 400, Charleston, SC, 29401

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Settled
Customer Dispute
May 1990
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Barre is involved in several outside business activities. He is involved with land management for The Oak Gun Club, is a General Partner for Butler Oaks, LLC, and is President of J.J.W. Luden and Co, both investment-related activities, and spends about a quarter of his time on these investment activities. He is also a personal representative on a family estate.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2014 - Present · 12 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2000 - April 2014 · 13 yrs 8 mos
UBS Financial Services INC.
August 2000 - April 2014 · 13 yrs 8 mos
J.C. Bradford & CO.Broker
March 1994 - August 2000 · 6 yrs 5 mos
The Robinson-Humphrey Company INC.Broker
July 1987 - March 1994 · 6 yrs 8 mos
State Registrations35 states
ALARAZCACTDCFLGAIAILINKYLAMAMDMEMNMOMSNCNJNMNVNYOHOKPARISCTNTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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