FL
FL

Frederick Lawrence

37 Years of Experience
Westport, CT
Broker

Frederick Lawrence is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

500 Post Road East, 3rd Floor, Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frederick is an assistant football coach at Weston High School since September 2023, spending about 10-20% of his time on this activity. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 9 mos
Morgan StanleyBroker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
August 2003 - October 2020 · 17 yrs 2 mos
UBS Financial Services INC.Broker
July 1993 - October 2020 · 27 yrs 3 mos
Lehman Brothers INC.Broker
January 1991 - July 1993 · 2 yrs 6 mos
D. H. Blair & CO., INC.Broker
January 1989 - January 1991 · 2 yrs
State Registrations21 states
AKAZCACOCTFLGAIDMAMDMENCNJNVNYOHPARISCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.