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Edwin Barretto

Delta Investment Management, LLC
38 Years of Experience
San Francisco, CA
View SEC Summary
View SEC Summary

Edwin Barretto is a registered investment advisor at Delta Investment Management, LLC, based in San Francisco, CA, with 38 years of industry experience. Edwin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Investment Management, Retirement Planning. Their firm serves 1,099 clients with $860M in assets under management.

Delta Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
26 advisors
Number of Clients
1,099 clients
Average Client Portfolio
$780K average
Assets Under Management
$856.7M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.85%

Fees range from 1.00% to 1.85% based on the scope and complexity of services, account size, use of third-party strategies, and account history. Fees are negotiable in limited circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

708 Montgomery Street, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Delta Investment Management, LLC
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
June 2017 - March 2019 · 1 yr 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2016 - March 2019 · 2 yrs 3 mos
Btig, LLCBroker
February 2007 - July 2016 · 9 yrs 5 mos
Sharpe 4 Securities, LLCBroker
December 2005 - May 2007 · 1 yr 5 mos
Btig, LLCBroker
November 2004 - October 2006 · 1 yr 11 mos
Conifer Securities LLCBroker
April 2004 - November 2004 · 7 mos
Terra Nova Trading, L.L.C.Broker
October 2002 - April 2004 · 1 yr 6 mos
Banc of America Securities LLCBroker
October 1997 - April 2002 · 4 yrs 6 mos
Montgomery SecuritiesBroker
September 1989 - October 1997 · 8 yrs 1 mo
First California Capital Markets Group, INC.Broker
August 1987 - August 1989 · 2 yrs
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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