David Walsh
David Walsh is a registered investment advisor at Cetera Investment Advisers LLC, based in St Louis, MO, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11433 Olde Cabin Rd, Ste 250, St Louis, MO, 63141
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent insurance agent selling fixed insurance products since 2009, dedicating about a quarter of his time. He also owns Walsh Financial Services, LLC, where he sells and services insurance, securities, and investment products, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.Broker
Lifemark Securities CORP.Broker
Carillon Investments, INC.Broker
State Registrations26 states
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