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Bruce Marshall

J.P. Morgan Securities LLC
37 Years of Experience
San Diego, CA
1 DisclosureBroker
View SEC Summary
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Bruce Marshall is a registered investment advisor at J.P. Morgan Securities LLC, based in San Diego, CA, with 37 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4660 La Jolla Drive, Suite 200, San Diego, CA, 92122

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2022
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bruce is an employee of both JPMorgan Securities and JPMorgan Bank since March 2021. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.

Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
March 2021 - Present · 5 yrs 7 mos
J.P. Morgan Securities LLC
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2012 - April 2021 · 8 yrs 7 mos
Wells Fargo Clearing Services, LLC
September 2012 - April 2021 · 8 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
January 2006 - April 2007 · 1 yr 3 mos
Citigroup Global Markets INC.
January 2003 - January 2006 · 3 yrs
Citigroup Global Markets INC.Broker
November 1998 - January 2006 · 7 yrs 2 mos
Dean Witter Reynolds INC.Broker
August 1994 - November 1998 · 4 yrs 3 mos
Painewebber IncorporatedBroker
June 1991 - August 1994 · 3 yrs 2 mos
Bear, Stearns & CO. INC.Broker
July 1987 - March 1990 · 2 yrs 8 mos
State Registrations25 states
ARAZCACOFLHIIDILMIMONCNHNJNMNVNYOHORPASCSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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