ME
ChFC
ME
ChFC

Michael Erpelding

38 Years of Experience
St Petersburg, FL
1 DisclosureBrokerSells Insurance

Michael Erpelding is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in St Petersburg, FL, with 38 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

St Petersburg, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2019
Closed-No Action
Other Business ActivitiesSells Insurance

Michael may earn commissions from insurance companies for sales of various insurance products. He also has ownership stakes in several investment properties and owns MME Team, LLC, a legal entity for receiving compensation.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2013 - Present · 12 yrs 6 mos
Northwestern Mutual Investment Services, LLC
July 1987 - Present · 38 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
July 1987 - Present · 38 yrs 10 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
October 1988 - January 2002 · 13 yrs 3 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSMTNCNDNENHNJNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Erpelding - Financial Advisor | TrueAdvisor