JM
JM

James Meeks

37 Years of Experience
Memphis, TN
BrokerSells Insurance

James Meeks is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Memphis, TN, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1770 Kirby Pkwy Ste 400, Forum Iii, Memphis, TN, 38138

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Meeks Financial Group Inc and JEMJ Services, LLC.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2003 - Present · 23 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
May 1988 - Present · 38 yrs
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 1990 - January 2002 · 12 yrs
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Meeks - Financial Advisor | TrueAdvisor