John Gagliardi is a registered investment advisor, based in Kensington, MD, with 36 years of industry experience.
Location
3535 University Blvd W, Kensington, MD, 20895
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is employed with FINRA as an arbitrator since 2019, dedicating minimal time to this role. This activity is investment-related.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2025 - Present · 6 mos
Raymond James Financial Services Advisors, INC
November 2025 - Present · 6 mos
Previous Registrations
LPL Financial LLCBroker
June 2021 - November 2025 · 4 yrs 5 mos
LPL Financial LLC
June 2021 - November 2025 · 4 yrs 5 mos
M&t Securities, INC.
October 2014 - June 2021 · 6 yrs 8 mos
M&t Securities, INC.Broker
October 2014 - June 2021 · 6 yrs 8 mos
Suntrust Investment Services, INC.
August 2009 - September 2014 · 5 yrs 1 mo
Suntrust Investment Services, INC.Broker
August 2009 - September 2014 · 5 yrs 1 mo
MML Investors Services, INC.
June 2009 - September 2009 · 3 mos
MML Investors Services, INC.Broker
June 2009 - September 2009 · 3 mos
Banc of America Investment Services, INC.Broker
February 2008 - February 2009 · 1 yr
Banc of America Investment Services, INC.
February 2008 - February 2009 · 1 yr
Citigroup Global Markets INC.
May 2007 - February 2008 · 9 mos
Citigroup Global Markets INC.Broker
May 2007 - February 2008 · 9 mos
Citicorp Investment Services
October 2005 - May 2007 · 1 yr 7 mos
Citicorp Investment ServicesBroker
September 2005 - May 2007 · 1 yr 8 mos
Citicorp Investment Services
September 2005 - September 2005 · 0 mos
Suntrust Investment Services, INC.
June 2002 - September 2005 · 3 yrs 3 mos
Suntrust Investment Services, INC.Broker
May 2000 - September 2005 · 5 yrs 4 mos
Crestar Securities CorporationBroker
May 1999 - May 2000 · 1 yr
Quick & Reilly, INC.Broker
August 1993 - May 1999 · 5 yrs 9 mos
Painewebber IncorporatedBroker
April 1989 - August 1993 · 4 yrs 4 mos
State Registrations6 states
CADCFLMDNCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.