MA
MA

Michael Antosca

38 Years of Experience
Salem, NH
2 DisclosuresBrokerSells Insurance

Michael Antosca is a registered investment advisor at LPL Financial LLC, based in Salem, NH, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

202 Main St Ste 202, Salem, NH, 03079

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Denied
Customer Dispute
January 2003
Denied
Other Business ActivitiesSells Insurance

Michael operates his LPL business through Northeast Planning Associates Inc. He also provides financial planning and consulting services through Northeast Planning Associates, Inc., an independent investment advisor firm, spending a few hours per week on this. Additionally, Michael sells non-variable insurance, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
July 2007 - Present · 19 yrs
LPL Financial LLCBroker
July 2007 - Present · 19 yrs
Northeast Planning Associates, INC.
July 2004 - Present · 22 yrs
Previous Registrations
Mutual Service Corporation
January 2004 - September 2004 · 8 mos
Mutual Service CorporationBroker
November 2003 - December 2007 · 4 yrs 1 mo
Veravest Investment Advisors, INC.
July 1998 - November 2003 · 5 yrs 4 mos
Veravest Investments, INC.Broker
August 1987 - November 2003 · 16 yrs 3 mos
State Registrations11 states
AZCTFLMAMENCNHNYSCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.