JO
JO
Jeffrey O'sullivan
38 Years of Experience
Bangor, ME
4 DisclosuresBroker
Jeffrey O'sullivan is a registered investment advisor at Morgan Stanley, based in Bangor, ME, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
23 Water Street, 3rd Floor, Bangor, ME, 04401
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2009Settled
Customer Dispute
June 2008Settled
Customer Dispute
April 2008Settled
Customer Dispute
September 1997Settled
Other Business Activities
Jeffrey serves as a trustee or co-trustee for two trusts, one in Philadelphia and one in Clinton. He spends minimal time on these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2008 - June 2009 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - June 2009 · 1 yr 5 mos
UBS Financial Services INC.
January 2003 - January 2008 · 5 yrs
UBS Financial Services INC.Broker
July 1987 - January 2008 · 20 yrs 6 mos
State Registrations45 states
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Exams
No exam information available for this advisor.