Peter Ford
Peter Ford is a registered investment advisor at UBS Financial Services INC., based in Boulder, CO, with 39 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1801 13th Street, Boulder, CO, 80302
Get directionsHistory
Regulatory History (11)
Customer Dispute
November 2011Customer Dispute
July 2011Customer Dispute
June 2011Customer Dispute
November 2010Customer Dispute
November 2010Customer Dispute
July 2008Regulatory
March 2008Customer Dispute
July 2002Customer Dispute
December 2000Customer Dispute
October 1999Customer Dispute
December 1996Other Business Activities
Peter owns a rental property (a three-family home) in Bridgeport, CT, purchased in 1986 for investment purposes. This activity requires minimal time.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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