JL
JL
James Leger
38 Years of Experience
Huntington Station, NY
1 DisclosureBroker
James Leger is a registered investment advisor at Cetera Investment Advisers LLC, based in Huntington Station, NY, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Huntington Station, NY
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2015Other Business Activities
James is the owner and sole proprietor of JEM Consulting, providing tax and accounting services since 1987. This takes nearly full-time, with 60 hours dedicated to securities trading.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
September 2021 - September 2025 · 4 yrs
Avantax Investment Services, INC.Broker
August 2015 - September 2025 · 10 yrs 1 mo
Cetera Financial Specialists LLCBroker
October 2005 - August 2015 · 9 yrs 10 mos
C. J. M. Planning CORP.Broker
December 1997 - October 2005 · 7 yrs 10 mos
H.D. Vest Investment Securities, INC.Broker
August 1987 - November 1997 · 10 yrs 3 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.