OA
OA

Olivier Allain

25 Years of Experience
Huntington Station, NY
2 DisclosuresBroker

Olivier Allain is a registered investment advisor, based in Huntington Station, NY, with 25 years of industry experience.

Location

720 East Jericho Turnpike Suite 1, Huntington Station, NY, 11746

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History

Regulatory History (2)
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Customer Dispute
August 2025
Denied
Customer Dispute
May 2018
Denied
Other Business Activities

Olivier is a real estate agent with Charles Rutenberg Realty, Inc., dedicating minimal time to this role. He is also a financial consultant with Conservative Wealth Management LLC and an advisory representative of a RIA, CIRA, spending full-time hours in this role.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
July 2025 - Present · 10 mos
Cetera Investment Advisers LLC
July 2025 - Present · 10 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
June 2019 - July 2025 · 6 yrs 1 mo
Cambridge Investment Research, INC.Broker
August 2015 - July 2025 · 9 yrs 11 mos
LPL Financial LLCBroker
July 2004 - August 2015 · 11 yrs 1 mo
Edward JonesBroker
February 2001 - August 2004 · 3 yrs 6 mos
Continental Broker-Dealer CORP.Broker
February 2001 - March 2001 · 1 mo
Dean Witter Reynolds INC.Broker
February 2001 - February 2001 · 0 mos
State Registrations18 states
AZCACOCTDCDEFLGAINMANCNJNYPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.