Richard Carlin
Richard Carlin is a registered investment advisor at LPL Financial LLC, based in Mcmurray, PA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3380 Washington Rd, Ste 2, Mcmurray, PA, 15317
Get directionsHistory
Regulatory History (1)
Financial
June 2018Other Business Activities
Richard operates Northwest Investment Services as a DBA for his LPL business since 2020. He also has a financial institution duty at Northwest Bank, referring to bank partners, which takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
Edward Jones
Fisher Investments
PNC Investments
PNC InvestmentsBroker
Midamerica Financial Services, INC.Broker
Mutual Trust CO. of America SecuritiesBroker
Cooksonpeirce
Charles Schwab & CO., INC.Broker
Victory Capital Management INC.
Victory Capital Advisers, INC.Broker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Bisys Fund Services Limited PartnershipBroker
Bisys Fund Services Limited PartnershipBroker
Federated Securities CORP.Broker
Phoenix Equity Planning CorporationBroker
J. W. Gant & Associates, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.