GH
GH

Gregory Heiple

37 Years of Experience
Norman, OK
1 DisclosureBroker

Gregory Heiple is a registered investment advisor, based in Norman, OK, with 37 years of industry experience.

Location

218 E. Eufaula Street, Norman, OK, 73069

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 1992
Other Business Activities

Gregory is the owner of GAH Inc., a holding company, since 1987. He dedicates minimal time to this activity.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - November 2020 · 13 yrs 10 mos
Ffp Advisory Services INC
April 2006 - January 2007 · 9 mos
Ffp Securities, INC.Broker
March 2006 - May 2008 · 2 yrs 2 mos
Sws Financial Services
March 1998 - April 2006 · 8 yrs 1 mo
Sws Financial ServicesBroker
December 1996 - April 2006 · 9 yrs 4 mos
Patterson Icenogle, INC.Broker
January 1994 - December 1996 · 2 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 1993 - December 1993 · 11 mos
Mark Twain Brokerage Services, INC.Broker
March 1990 - August 1992 · 2 yrs 5 mos
Painewebber IncorporatedBroker
June 1988 - March 1990 · 1 yr 9 mos
First Affiliated Securities, INC.Broker
September 1987 - April 1988 · 7 mos
State Registrations9 states
AZCACOGAKSNMOKSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Heiple - Financial Advisor | TrueAdvisor