TrueAdvisor
TrueAdvisor
CS
CS

Colleen Patricia Sorrentino

Kelleher Financial Advisors, LLC
33 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
Kelleher Financial Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
335 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$25K

Location

100 Wall Street, Suite 804, New York, NY, 10005

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Kelleher Financial Advisors, LLC
October 2003 - Present · 22 yrs 4 mos
Wall Street AccessBroker
June 1992 - Present · 33 yrs 8 mos
Previous Registrations
Wall Street Advisor Services, LLCBroker
April 1997 - October 2005 · 8 yrs 6 mos
Wall Street Advisors, LLC
March 1995 - June 2003 · 8 yrs 3 mos
State Registrations10 states
AZCACTFLMAMDNJNYPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.