Douglass Corn
Douglass Corn is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Cincinnati, OH, with 38 years of industry experience. Douglass operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
3805 Edwards Road, Suite 200, Cincinnati, OH, 45209
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglass may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves as Treasurer for the Cincinnati Tennis Club, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
Forth Financial Securities, CorporationBroker
Sma Equities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.