David Herman is a registered investment advisor at Fortress Private Ledger, LLC, based in Raleigh, NC, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 502 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fortress Private Ledger (FPL) manages investment portfolios for a fee based on the value of your investments. The exact fee is negotiable between you and your advisor. The maximum fee is 2.0% per year. Fees are typically deducted from your account monthly or quarterly. FPL may also charge a performance-based fee for certain clients.
Location
3110 Edwards Mill Rd, Ste 200, Raleigh, NC, 27612
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is involved in several business activities, including The Jeffrey Group LLC, Old Dog Capital LLC, Pine Straw National LLC, Grey Ghost Holdings LLC, UCAN, Bucket List Capital LLC, and Liver & White Holdings LLC. These activities range from holding companies and private investments to real estate and angel investing, requiring minimal time commitment for each.
Employment History
Current Registrations
Fortress Private Ledger, LLC
Fortress Private Ledger, LLC
Fortress Private Ledger, LLCBroker
Previous Registrations
Arkadios CapitalBroker
Wealth Management Advisors, LLC
Triad Advisors LLCBroker
The Investment Center, INC.Broker
AXA Distributors, LLCBroker
AXA Distributors, LLCBroker
Dreyfus Service CorporationBroker
Invest Financial CorporationBroker
Advantage Capital CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.