David Herman is a registered investment advisor at Fortress Private Ledger, LLC, based in Raleigh, NC, with 36 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 704 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum advisory fee is 2.0% and is negotiable between the client and the investment adviser representative.
Fee Estimator
Location
3110 Edwards Mill Rd, Ste 200, Raleigh, NC, 27612
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is involved in several business activities, including The Jeffrey Group LLC, Old Dog Capital LLC, Pine Straw National LLC, Grey Ghost Holdings LLC, UCAN, Bucket List Capital LLC, and Liver & White Holdings LLC. These activities range from holding companies and private investments to real estate and angel investing, requiring minimal time commitment for each.
Employment History
Current Registrations
Fortress Private Ledger, LLC
Fortress Private Ledger, LLC
Fortress Private Ledger, LLCBroker
Previous Registrations
Arkadios CapitalBroker
Wealth Management Advisors, LLC
Triad Advisors LLCBroker
The Investment Center, INC.Broker
AXA Distributors, LLCBroker
AXA Distributors, LLCBroker
Dreyfus Service CorporationBroker
Invest Financial CorporationBroker
Advantage Capital CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph Grabar, CFPFortress Private Ledger, LLC
- David Grubbs, CFP, ChFCFortress Private Ledger, LLC
- Douglas Carpenter, CFAFortress Private Ledger, LLC
- Kevin Brown, CFPFortress Private Ledger, LLC
- Stuart Strickland, CFPWells Fargo Advisors
- Draven Sneed, CFPLPL Financial LLC