Barbara Budny
Barbara Budny is a registered investment advisor at Commonwealth Financial Network, based in Greenwood Village, CO, with 38 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
8400 E Prentice Ave, Suite 735, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2004Customer Dispute
December 2002Other Business ActivitiesSells Insurance
Barbara is a co-owner and Chief Administrative Officer of Graziano Budny Wealth Management, LLC, which facilitates securities, advisory, and insurance business, taking up all of her time during business hours. She also sells fixed insurance under Graziano Budny Wealth Management Group, LLC.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Chase Manhattan Investment Services, INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
R a F Financial CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.