LP
LP

Larry Prutch

38 Years of Experience
Rolling Hills, CA
Broker

Larry Prutch is a registered investment advisor at RBC Capital Markets, LLC, based in Rolling Hills, CA, with 38 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

608 Silver Spur Road, Suite 100, Rolling Hills, CA, 90274

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Larry is a donor for the PVG Foundation - BAC Donor Advised Fund, a non-profit organization, and directs the funds. He dedicates minimal time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2017 - Present · 8 yrs 9 mos
RBC Capital Markets, LLC
October 2017 - Present · 8 yrs 9 mos
RBC Capital Markets, LLCBroker
October 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - October 2017 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - October 2017 · 8 yrs 10 mos
Citigroup Global Markets INC.
July 1997 - December 2008 · 11 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1993 - December 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
September 1988 - July 1993 · 4 yrs 10 mos
Painewebber IncorporatedBroker
February 1988 - September 1988 · 7 mos
The Stuart-James Company, INC.Broker
September 1987 - November 1987 · 2 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.