B. Goldstein
B. Goldstein is a registered investment advisor at Osaic Wealth, INC., based in Rancho Mirage, CA, with 38 years of industry experience. B. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Rancho Mirage, CA
Get directionsHistory
Regulatory History (10)
Customer Dispute
March 2025Customer Dispute
June 2024Customer Dispute
April 2024Customer Dispute
June 2023Customer Dispute
April 2023Customer Dispute
January 2023Customer Dispute
November 2022Customer Dispute
November 2022Customer Dispute
November 2022Customer Dispute
September 2012Other Business ActivitiesSells Insurance
B. sells insurance through WealthPlan Partners, dedicating minimal time to this activity. B. is also an advisor for WealthPlan Partners/David Goldstein Trustinsurance, spending about two-thirds of their time on planning.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Wealthplan Partners
Previous Registrations
Securities America, INC.Broker
Western International Securities
Western International Securities, INC.Broker
United Advisors
Securities America, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Sutro & CO. IncorporatedBroker
Municicorp of CaliforniaBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.