Nicholas Gormley is a registered investment advisor at Morgan Stanley, based in Santa Monica, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
100 Wilshire Boulevard, Suite 1900, Santa Monica, CA, 90401
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
UBS Financial Services INC.
May 2005 - May 2008 · 3 yrs
UBS Financial Services INC.Broker
August 2001 - May 2008 · 6 yrs 9 mos
Fidelity Investments Institutional Services Company, INC.Broker
July 1999 - November 2000 · 1 yr 4 mos
Painewebber IncorporatedBroker
February 1997 - June 1999 · 2 yrs 4 mos
Colonial Investment Services, INC.Broker
March 1995 - December 1996 · 1 yr 9 mos
Colonial Investment ServicesBroker
July 1993 - March 1995 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.