Vincent Polivka is a registered investment advisor at Vanguard Capital, based in Denver, CO, with 36 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 183 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Vanguard Capital charges a fee based on a percentage of the assets they manage for you. This fee covers investment advice, supervision, and account maintenance. The exact fee is determined by your Investment Management Agreement and can be negotiated based on factors like account size and portfolio complexity. Financial planning services are included in this advisory fee. The fee is calculated on the value of your portfolio at the end of each quarter and is deducted from your account quarterly.
Location
999 18 St Suite 3000, Denver, CO, 80202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Vanguard Capital
Previous Registrations
Vanguard Capital
Vanguard CapitalBroker
Fidelity Brokerage Services, INC.Broker
State Registrations2 states
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