JE
CFP
JE
CFP

John Ellett

9 Years of Experience
Gallatin, TN
1 DisclosureBroker

John Ellett is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Gallatin, TN, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1534 Noah Lane, Gallatin, TN, 37066

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History

Regulatory History (1)
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Customer Dispute
July 2022
Denied
Other Business Activities

John works as a financial advisor for Pinnacle Asset Management (about half his time) and Sturgeon & Ellett Wealth Management (about a quarter of his time). He also works as an investment representative for Pinnacle Financial Partners, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2019 - Present · 7 yrs 8 mos
Raymond James Financial Services, INC.
January 2019 - Present · 7 yrs 8 mos
Raymond James Financial Services, INC.Broker
January 2019 - Present · 7 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
April 2016 - February 2019 · 2 yrs 10 mos
UBS Financial Services INC.Broker
April 2016 - February 2019 · 2 yrs 10 mos
State Registrations32 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.