JN
JN
Jeffrey Nativi
35 Years of Experience
Santa Fe, NM
Broker
Jeffrey Nativi is a registered investment advisor at Cetera Investment Advisers LLC, based in Santa Fe, NM, with 35 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Santa Fe, NM
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2023 - Present · 2 yrs 7 mos
Cetera Investment Services LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Sei Investments Management CORP
March 2008 - July 2023 · 15 yrs 4 mos
Sei Investments Distribution CO.Broker
March 2008 - July 2023 · 15 yrs 4 mos
Charles Schwab & CO., INC.Broker
June 2005 - January 2008 · 2 yrs 7 mos
Bacap Distributors, LLCBroker
January 2003 - September 2003 · 8 mos
Stephens INC.Broker
July 2001 - January 2003 · 1 yr 6 mos
Usallianz Investor Services, LLCBroker
December 1999 - July 2001 · 1 yr 7 mos
Talbot Financial Services, INC.Broker
June 1999 - November 1999 · 5 mos
Safeco Investment Services, INC.Broker
May 1994 - June 1999 · 5 yrs 1 mo
Brokers Transaction Services, INC.Broker
April 1991 - May 1994 · 3 yrs 1 mo
Nap Financial CorporationBroker
January 1989 - September 1990 · 1 yr 8 mos
Mony Securities CORP.Broker
August 1987 - January 1989 · 1 yr 5 mos
The Mutual Life Insurance Company of New YorkBroker
August 1987 - January 1989 · 1 yr 5 mos
State Registrations10 states
CACOFLKSMONHNMNYORTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.