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Tracy Flinton

37 Years of Experience
Oklahoma City, OK
Broker

Tracy Flinton is a registered investment advisor at UBS Financial Services INC., based in Oklahoma City, OK, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

4801 Gaillardia Pkwy., Suite 100, Oklahoma City, OK, 73142

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tracy is a partner in Kyle Flinton, Inc., a sport and leisure facility focused on golf course activities, since 2008. This activity is not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
November 2003 - Present · 22 yrs 8 mos
UBS Financial Services INC.
November 2003 - Present · 22 yrs 8 mos
UBS Financial Services INC.Broker
November 2003 - Present · 22 yrs 8 mos
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - December 2003 · 5 mos
Wachovia Securities, LLC
July 2003 - December 2003 · 5 mos
Prudential Securities Incorporated
January 2000 - July 2003 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
January 2000 - July 2003 · 3 yrs 6 mos
Painewebber IncorporatedBroker
March 1995 - January 2000 · 4 yrs 10 mos
Smith Barney INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
March 1989 - July 1993 · 4 yrs 4 mos
State Registrations20 states
ALARCACOFLGAIAILKSMONCNMNYOHOKPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tracy Flinton - Financial Advisor | TrueAdvisor