BP
BP

Barry Pechenik

41 Years of Experience
Dallas, TX
Broker

Barry Pechenik is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2121 North Pearl Street, Suite 500, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barry is an investment committee member for the Texas Exes Alumni Association. This activity takes minimal time outside of business hours and is not investment-related.

Employment History
Current Registrations
Morgan Stanley
December 2015 - Present · 10 yrs 7 mos
Morgan StanleyBroker
December 2015 - Present · 10 yrs 7 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
September 2008 - December 2015 · 7 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
September 2008 - December 2015 · 7 yrs 3 mos
UBS Financial Services INC.
May 2004 - October 2008 · 4 yrs 5 mos
UBS Financial Services INC.Broker
August 2003 - October 2008 · 5 yrs 2 mos
Goldman, Sachs & CO.Broker
September 1997 - September 2003 · 6 yrs
Bancamerica Securities, INC.Broker
February 1996 - July 1997 · 1 yr 5 mos
Lehman Special Securities INC.Broker
September 1988 - July 1994 · 5 yrs 10 mos
Lehman Government Securities INC.Broker
July 1987 - October 1995 · 8 yrs 3 mos
Lehman Brothers INC.Broker
June 1984 - January 1996 · 11 yrs 7 mos
State Registrations30 states
ALARAZCACOCTDCDEFLGAHIIDILKSMIMTNCNJNVNYOKPAPRSCTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barry Pechenik - Financial Advisor | TrueAdvisor