MP
MP

Michael Peacock

37 Years of Experience
West Palm Beach, FL
4 DisclosuresBroker

Michael Peacock is a registered investment advisor at Morgan Stanley, based in West Palm Beach, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

777 South Flagler Drive, Suite 700E, West Palm Beach, FL, 33401

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2010
Settled
Customer Dispute
January 2009
Denied
Customer Dispute
April 2004
Settled
Customer Dispute
April 1991
Settled
Employment History
Current Registrations
Morgan Stanley
September 2016 - Present · 9 yrs 8 mos
Morgan StanleyBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
November 2007 - October 2016 · 8 yrs 11 mos
Wells Fargo Advisors, LLCBroker
February 2007 - October 2016 · 9 yrs 8 mos
Citigroup Global Markets INC.Broker
May 1989 - March 2007 · 17 yrs 10 mos
Drexel Burnham Lambert IncorporatedBroker
September 1988 - May 1989 · 8 mos
State Registrations25 states
ALCACOCTFLGAINKYLAMAMDMINCNJNYOHOKPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Peacock - Financial Advisor | TrueAdvisor