JZ
JZ

James Zahringer

43 Years of Experience
Palm Beach, FL
3 DisclosuresBroker

James Zahringer is a registered investment advisor at Raymond James & Associates, INC., based in Palm Beach, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

250 Royal Palm Way, Suite 200, Palm Beach, FL, 33480

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Customer Dispute
October 2009
Award / Judgment
Customer Dispute
August 2009
Settled
Other Business Activities

James is the owner of Cargo Holdings LLC since 2018, dedicating minimal time to this investment-related business. He also serves on the advisory board for GhostFire, attending one meeting per year or an occasional call.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Deutsche Bank Securities INC.
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
February 1999 - January 2001 · 1 yr 11 mos
Painewebber IncorporatedBroker
January 1995 - February 1999 · 4 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
April 1990 - January 1995 · 4 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - April 1990 · 11 mos
Drexel Burnham Lambert IncorporatedBroker
January 1983 - May 1989 · 6 yrs 4 mos
State Registrations28 states
ALAZCACTDCDEFLGAILKSLAMAMDMEMINCNHNJNVNYOHPARISCTNTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.