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James Zahringer

Raymond James & Associates, INC.
43 Years of Experience
Palm Beach, FL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

James Zahringer is a registered investment advisor at Raymond James & Associates, INC., based in Palm Beach, FL, with 43 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Royal Palm Way, Suite 200, Palm Beach, FL, 33480

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Customer Dispute
October 2009
Award / Judgment
Customer Dispute
August 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is the owner of Cargo Holdings LLC since 2018, dedicating minimal time to this investment-related business. He also serves on the advisory board for GhostFire, attending one meeting per year or an occasional call.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 10 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Deutsche Bank Securities INC.
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
February 1999 - January 2001 · 1 yr 11 mos
Painewebber IncorporatedBroker
January 1995 - February 1999 · 4 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
April 1990 - January 1995 · 4 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - April 1990 · 11 mos
Drexel Burnham Lambert IncorporatedBroker
January 1983 - May 1989 · 6 yrs 4 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAILINKSLAMAMDMEMIMNMSNCNHNJNVNYOHPARISCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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