Alfred Nichols
Alfred Nichols is a CFP, ChFC-designated registered investment advisor at Nichols Wealth Advisors, based in Chicago, IL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 11 clients with $9.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.65% |
Fees are negotiable for accounts above $10M. This schedule applies to the Equity Income Strategy. The Multi-Cap Equity Strategy has the same fee schedule except the second tier is 0.75%. The Intermediate Fixed Income Strategy has a fee of 0.75% on the first $5M and 0.55% on the next $5M.
Fee Estimator
Location
Chicago, IL
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Regulatory History (1)
Criminal
March 1973Other Business ActivitiesSells Insurance
Alfred is a trustee and finance committee member for St. John African Methodist Episcopal Church, dedicating minimal time to depositing and investing funds. Alfred is also licensed to sell insurance products in Illinois.
Employment History
Current Registrations
Nichols Wealth Advisors
Previous Registrations
Strategic Advisers, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.