Richard Biagiotti
Richard Biagiotti is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tewksbury, MA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Tewksbury, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard operates his LPL business through Personal Financial Management Plus, Inc., dedicating full-time hours to it. He also sells non-variable insurance through the same entity for a few hours per week, and serves as a board member for The City of Lynn Retirement Board, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Personal Financial Management Plus, INC.
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Capitol Advisory CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.