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Alan Demattia
37 Years of Experience
Florham Park, NJ
2 DisclosuresBroker
Alan Demattia is a registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
25B Hanover Rd, Ste 1230, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004Closed-No Action
Customer Dispute
December 2000Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2015 - April 2024 · 9 yrs 3 mos
Wells Fargo Advisors
January 2015 - April 2024 · 9 yrs 3 mos
Morgan StanleyBroker
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2008 - June 2009 · 1 yr 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2008 - June 2009 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2000 - April 2008 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1994 - April 2008 · 13 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1988 - August 1994 · 5 yrs 10 mos
State Registrations33 states
AZCACOCTDCDEFLGAHIIDILINKYMAMDMIMONCNHNJNMNVNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.