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Gloria Gargiulo
24 Years of Experience
Florham Park, NJ
1 DisclosureBroker
Gloria Gargiulo is a registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
25B Hanover Rd, Ste 1230, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2010Settled
Employment History
Current Registrations
Wells Fargo Advisors
April 2024 - Present · 2 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Advisors
January 2022 - April 2024 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2022 - April 2024 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2013 - July 2021 · 8 yrs 3 mos
Wells Fargo Clearing Services, LLC
April 2013 - July 2021 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - April 2013 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - April 2013 · 4 yrs 6 mos
Wachovia Securities, LLC
December 2003 - October 2008 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
December 2003 - October 2008 · 4 yrs 10 mos
Citigroup Global Markets INC.
April 2002 - December 2003 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
May 2001 - December 2003 · 2 yrs 7 mos
First Union Securities, INC.Broker
February 2001 - May 2001 · 3 mos
State Registrations35 states
AKAZCACOCTDCDEFLGAHIILINKYLAMDMEMNMONCNHNJNMNVNYOHPARISCSDTNTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.