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Gregory Cappel

Money Concepts Advisory Service
36 Years of Experience
Richmond, VA
1 DisclosureBroker
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Gregory Cappel is a registered investment advisor at Money Concepts Advisory Service, based in Richmond, VA, with 36 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 17,032 clients with $4.1B in assets under management.

Money Concepts Advisory Service
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
395 advisors
Number of Clients
17,032 clients
Average Client Portfolio
$239K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.60%

Fees vary by program. Standard Guided Portfolio Solutions program typically charges 2.5% annually. Pension and MAP programs use tiered schedules ranging from 1.30% down to 0.60% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Richmond, VA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory is the owner of Priority Planning Financial LLC, dedicating a significant amount of time to it. He is also a managing member of JVHC-Cappel LLC, spending minimal time on this activity.

Employment History
Current Registrations
Money Concepts Advisory Service
July 2003 - Present · 23 yrs 3 mos
Money Concepts Capital CORPBroker
March 2002 - Present · 24 yrs 7 mos
Previous Registrations
United Heritage Financial Services, INC.Broker
October 2001 - March 2002 · 5 mos
CUNA Brokerage Services, INC.Broker
December 1997 - November 1999 · 1 yr 11 mos
Hartford Equity Sales Company INC.Broker
July 1997 - January 1998 · 6 mos
Equity Services, INC.Broker
February 1997 - June 1997 · 4 mos
Equity Services, INC.Broker
April 1992 - December 1996 · 4 yrs 8 mos
Green Hill Financial Service CorporationBroker
August 1989 - November 1993 · 4 yrs 3 mos
Equity Services, INC.Broker
December 1987 - October 1990 · 2 yrs 10 mos
State Registrations5 states
CAIDUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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