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John Nobile

Kovack Advisors, INC.
38 Years of Experience
Boca Raton, FL
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

John Nobile is a registered investment advisor at Kovack Advisors, INC., based in Boca Raton, FL, with 38 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2255 Glades Road, Suite 319 A, Boca Raton, FL, 33431

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2013
Final
Customer Dispute
June 2003
Closed-No Action
Customer Dispute
July 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is the President/Owner of Delray Financial Group, LLC, focusing on securities and fixed income, dedicating most of his time to this. He also works as an insurance agent selling life and health insurance, spending about 10-20% of his time on this activity, and owns a business marketing sports nutrition and supplements, spending about 10% of his time.

Employment History
Current Registrations
Kovack Advisors, INC.
September 2017 - Present · 9 yrs 1 mo
Kovack Securities INC.Broker
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Newbridge Securities CorporationBroker
October 2003 - September 2011 · 7 yrs 11 mos
Continental Broker-Dealer CORP.Broker
December 1996 - October 2003 · 6 yrs 10 mos
Prudential Securities IncorporatedBroker
June 1994 - November 1996 · 2 yrs 5 mos
Gruntal & CO. IncorporatedBroker
October 1991 - June 1994 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
April 1990 - September 1991 · 1 yr 5 mos
Fahnestock & CO., INC.Broker
January 1990 - April 1990 · 3 mos
J. T. Moran & CO., INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
Sherwood Capital, INC.Broker
September 1987 - May 1988 · 8 mos
State Registrations23 states
AZCACOCTDCDEFLGAKSMAMIMTNCNJNMNYPASCTXUTVAVirgin IslandsWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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