Warren Marmorstein
Warren Marmorstein is a registered investment advisor at Kovack Advisors, INC., based in Boca Raton, FL, with 23 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
2385 N.W. Executive Center Drive, Suite 100, Boca Raton, FL, 33431
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Regulatory History (1)
Regulatory
June 2005Other Business ActivitiesSells Insurance
Warren is the president of Warren Marmorstein, Inc., which is the parent company for several DBAs. He spends the majority of his time on securities business through Kovack Securities, Inc. and Kovack Advisors Inc., while also dedicating time to fixed insurance, income taxes, trust services, business consulting, elder care planning, and notary services.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Brookstone Investment Advisory Services
Brookstone Securities, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Tower Square Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.