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Warren Marmorstein

Kovack Advisors, INC.
24 Years of Experience
Boca Raton, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Warren Marmorstein is a registered investment advisor at Kovack Advisors, INC., based in Boca Raton, FL, with 24 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2385 N.W. Executive Center Drive, Suite 100, Boca Raton, FL, 33431

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2005
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Warren is the president of Warren Marmorstein, Inc., which is the parent company for several DBAs. He spends the majority of his time on securities business through Kovack Securities, Inc. and Kovack Advisors Inc., while also dedicating time to fixed insurance, income taxes, trust services, business consulting, elder care planning, and notary services.

Employment History
Current Registrations
Kovack Advisors, INC.
July 2012 - Present · 14 yrs 3 mos
Kovack Securities INC.Broker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Brookstone Investment Advisory Services
February 2009 - June 2012 · 3 yrs 4 mos
Brookstone Securities, INC.Broker
October 2008 - June 2012 · 3 yrs 8 mos
Independent Financial Group, LLC
June 2006 - October 2008 · 2 yrs 4 mos
Independent Financial Group, LLCBroker
June 2006 - October 2008 · 2 yrs 4 mos
Raymond James Financial Services
February 2005 - February 2006 · 1 yr
Raymond James Financial Services, INC.Broker
August 2004 - February 2006 · 1 yr 6 mos
Tower Square Securities, INC.Broker
September 1996 - February 1999 · 2 yrs 5 mos
State Registrations10 states
AZCTFLMAMDNJNYOHVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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