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Brenda Goudeau

38 Years of Experience
Shreveport, LA
Broker

Brenda Goudeau is a registered investment advisor at Stephens, based in Shreveport, LA, with 38 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

7600 Fern Avenue, Building 1300, Shreveport, LA, 71105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stephens
May 2014 - Present · 12 yrs
Stephens
May 2014 - Present · 12 yrs
StephensBroker
May 2014 - Present · 12 yrs
Previous Registrations
Morgan Stanley
November 2010 - May 2014 · 3 yrs 6 mos
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1991 - February 2006 · 14 yrs 5 mos
Dean Witter Reynolds INC.Broker
June 1988 - September 1991 · 3 yrs 3 mos
Olde Discount CorporationBroker
October 1987 - March 1988 · 5 mos
State Registrations26 states
ALARAZCACOFLGALAMIMNMOMSNCNJNMNVNYOHOKORRISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.