N. Hoover
N. Hoover is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Francisco, CA, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One Montgomery Street, Suites 3300, 3500, 3600, & 3700, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2009Customer Dispute
June 1999Employment Separation After Allegations
July 1990Criminal
February 1987Other Business Activities
N. is a board member and CFO for Sentinels HOA, a vacation townhome HOA. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Sterne, Agee & Leach, INC.Broker
Sterne Agee Asset Management, INC.
Nollenberger Capital Partners, INC.
Nollenberger Capital Partners INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Van Kasper, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.