David Lowi
David Lowi is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One Montgomery Street, Suites 3300, 3500, 3600, & 3700, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2010Customer Dispute
September 2008Customer Dispute
July 2008Other Business Activities
David is a member of The Grandview Group, LLC, making real estate investments, and a member/partner of Design Haus, SL, analyzing real estate transactions. He is also a member/owner of Plan B Partners, SL, making investments in property and a board member for The San Francisco Campus for Jewish Living, dedicating a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Stone & Youngberg LLCBroker
Sutro & CO. IncorporatedBroker
First Equity Corporation of FloridaBroker
J. B. Hanauer & CO.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.