RM
RM

Robert Moores

38 Years of Experience
Huntsville, AL
3 DisclosuresBroker

Robert Moores is a registered investment advisor at Raymond James & Associates, INC., based in Huntsville, AL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

305 Church Street Sw, Suite 620, Huntsville, AL, 35801

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Settled
Customer Dispute
November 2009
Settled
Customer Dispute
November 1998
Denied
Other Business Activities

Robert is a managing partner for Brookside Partners, L.L.C. since 2004 and a partner in EnerSage LLC (formerly S&R Holdings LLC) since 2014, spending minimal time on each. EnerSage LLC offers energy consulting, management, and electrical contracting services, but is mostly dormant.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
September 1999 - February 2013 · 13 yrs 5 mos
Morgan Keegan & Company, INC.Broker
August 1993 - February 2013 · 19 yrs 6 mos
Amsouth Investment Services, INC.Broker
October 1987 - August 1993 · 5 yrs 10 mos
State Registrations10 states
ALFLGALAMONCSCTNTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.