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Luis Garcia
31 Years of Experience
Huntsville, AL
1 DisclosureBroker
Luis Garcia is a registered investment advisor at Raymond James & Associates, INC., based in Huntsville, AL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
601 Madison Street, Huntsville, AL, 35801
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2010Settled
Other Business Activities
Luis is involved in rental real estate through 601 Madison Street LLC since 2019. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2003 - February 2013 · 9 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2003 - February 2013 · 9 yrs 6 mos
Wachovia Securities, LLC
July 2003 - September 2003 · 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2003 · 2 mos
Prudential Securities Incorporated
June 1995 - July 2003 · 8 yrs 1 mo
Prudential Securities IncorporatedBroker
January 1995 - July 2003 · 8 yrs 6 mos
State Registrations24 states
ALARCACTDCFLGAKYLAMNMOMSNCNDNJNVNYPASCTNUTVAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.