Stephen Tolbert is a registered investment advisor, based in Houston, TX, with 35 years of industry experience.
Location
4444 Westheimer Rd., Suite G500, Houston, TX, 77027
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usca Securities LLCBroker
May 2022 - Present · 4 yrs 2 mos
U.S. Capital Wealth Advisors, LLC
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - June 2022 · 13 yrs 5 mos
UBS Financial Services INC.Broker
January 2009 - June 2022 · 13 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
December 1990 - April 2007 · 16 yrs 4 mos
Morgan Stanley Dw INC.Broker
December 1990 - April 2007 · 16 yrs 4 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.