TF
TF
Tommy Fincher
26 Years of Experience
Rowlett, TX
1 Disclosure
Tommy Fincher is a registered investment advisor at Whitestone Wealth Advisors, LLC, based in Rowlett, TX, with 26 years of industry experience. Tommy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 80 clients with $14M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
80 clients
Average Client Portfolio
$180K average
Assets Under Management
$14.4M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.35% |
| $300K - $500K | 1.15% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2M+ | 0.75% |
The annual fee may be negotiable. Accounts managed through Folio have a flat fee of 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4702 Rowlett Rd., Ste 102, Rowlett, TX, 75088
Get directionsHistory
Regulatory History (1)
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Regulatory
November 2010Final
Employment History
Current Registrations
Whitestone Wealth Advisors, LLC
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Institute for Wealth Consultants, INC.
August 2018 - November 2018 · 3 mos
Institute for Wealth Advisors, INC.
December 2016 - January 2017 · 1 mo
Cherry Investment Advisors, LTD.
June 2014 - January 2015 · 7 mos
First Allied Securities, INC.Broker
May 2012 - October 2012 · 5 mos
Cambridge Legacy Advisors, INC.
October 2007 - May 2012 · 4 yrs 7 mos
Cambridge Legacy Securities L.L.C.Broker
October 2007 - May 2012 · 4 yrs 7 mos
Intersecurities, INC.
June 2007 - October 2007 · 4 mos
Intersecurities, INC.Broker
February 2007 - October 2007 · 8 mos
Cambridge Legacy Securities L.L.C.Broker
January 2005 - May 2005 · 4 mos
Cambridge Legacy Securities L.L.C.Broker
August 2002 - January 2004 · 1 yr 5 mos
Rushmore Securities CorporationBroker
October 2001 - September 2002 · 11 mos
1st Global Capital CORP.Broker
April 2000 - August 2001 · 1 yr 4 mos
CUNA Brokerage Services, INC.Broker
January 1994 - May 2000 · 6 yrs 4 mos
Members Investment Services, INC.Broker
June 1993 - December 1993 · 6 mos
Fidelity Brokerage Services, INC.Broker
October 1991 - December 1992 · 1 yr 2 mos
Equity Services, INC.Broker
May 1991 - October 1991 · 5 mos
First Investors CorporationBroker
February 1988 - May 1988 · 3 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.