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Tommy Fincher

Newedge Advisors
26 Years of Experience
Garland, TX
2 Disclosures
View SEC Summary
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Tommy Fincher is a registered investment advisor at Newedge Advisors, based in Garland, TX, with 26 years of industry experience. Tommy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
602 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

245 Cedar Sage, Suite 250, Garland, TX, 75040

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2020
Regulatory
November 2010
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Newedge Advisors
April 2026 - Present · 6 mos
Previous Registrations
Whitestone Wealth Advisors, LLC
March 2019 - May 2026 · 7 yrs 2 mos
Institute for Wealth Consultants, INC.
August 2018 - November 2018 · 3 mos
Institute for Wealth Advisors, INC.
December 2016 - January 2017 · 1 mo
Cherry Investment Advisors, LTD.
June 2014 - January 2015 · 7 mos
First Allied Securities, INC.Broker
May 2012 - October 2012 · 5 mos
Cambridge Legacy Advisors, INC.
October 2007 - May 2012 · 4 yrs 7 mos
Cambridge Legacy Securities L.L.C.Broker
October 2007 - May 2012 · 4 yrs 7 mos
Intersecurities, INC.
June 2007 - October 2007 · 4 mos
Intersecurities, INC.Broker
February 2007 - October 2007 · 8 mos
Cambridge Legacy Securities L.L.C.Broker
January 2005 - May 2005 · 4 mos
Cambridge Legacy Securities L.L.C.Broker
August 2002 - January 2004 · 1 yr 5 mos
Rushmore Securities CorporationBroker
October 2001 - September 2002 · 11 mos
1st Global Capital CORP.Broker
April 2000 - August 2001 · 1 yr 4 mos
CUNA Brokerage Services, INC.Broker
January 1994 - May 2000 · 6 yrs 4 mos
Members Investment Services, INC.Broker
June 1993 - December 1993 · 6 mos
Fidelity Brokerage Services, INC.Broker
October 1991 - December 1992 · 1 yr 2 mos
Equity Services, INC.Broker
May 1991 - October 1991 · 5 mos
First Investors CorporationBroker
February 1988 - May 1988 · 3 mos
State Registrations1 state
TX
Advisor

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Exams
No exam information available for this advisor.
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