Scott Holstein
Scott Holstein is a CFP, PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Warminster, PA, with 38 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
301 York Rd Ste 200, Warminster, PA, 18974
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2012Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Scott is a non-practicing CPA and an investment advisor representative for Vicus Capital, Inc. He is also a registered representative, investment advisor representative, and insurance agent for Prudent Wealth Management, Inc., and sells indexed annuities through various companies and American Brokerage Service, dedicating about a quarter of his time to these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Vicus Capital, INC.
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Nathan & Lewis Securities, INC.
Josephthal & CO., INC.Broker
Josephthal & CO., INC.Broker
Hanifen, Imhoff Securities CORP.Broker
Moore & Schley, Cameron & CO.Broker
First Albany CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.